About Us
What we do
Align Advisor Services was founded by Greg Syler to provide specific compliance consulting and transition consulting for Broker Dealers, Registered Investment Advisors (RIA) and Individual Financial Advisors.
Experience
Greg has over 25 years of compliance experience working for some of the major Broker Dealers and RIA's in the industry. He has held positions including Operations Manager, Compliance Manager and Chief Compliance Officer (CCO). His education, direct first hand work experience and acquired knowledge in the field enhances the level of expertise and service he is able to provide.
Services
Align Advisor Services provides:
- Compliance, Transitional and Operational consultation
- SEC and firm registration
- ADV Part 1A and 1B updates and filings
- 2A and 2B creation, filing and updates
- U4 and U5 filings
- Manual and Forms support
- Auditing services in a variety of formats
As noted, we can customize our skills, technology and pricing to best support your business needs.
We are here to help!
Align Advisor Services is here for you and your business. No question or issue is too small to go unaswered. Our support can be customized in many ways to specifically meet the needs and pricing for you and your business. Contact Greg at his email address of greg@alignadvisorservices.com or call (415)-806-0136.